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为什么说民主党的大政府是天方夜谭的(中英文版)

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为什么说民主党的大政府是天方夜谭的(中英文版)

有许多学者提出中国的王权专制社会里,官僚阶层对皇帝有反制作用,存在一种制衡,这种制衡是存在的,但是作用很有限。儒家的官僚阶层经常劝谏皇帝以儒家的仁德之君标准行事,但是如果皇帝不听谏阻的话,官僚阶层也没有办法。因为真正儒家是绝不敢冒犯皇帝权威的,更不用说起兵造反了,他们知道如果没有皇帝,将天下大乱,所以他们在皇帝不听劝谏下所能做也就是死谏,自杀成仁完成自己的使命。

刘备入川时,刘彰采纳张松的建议,欲接纳刘备,于是,“次日,刘彰上马出榆桥门。人报从事王累,自用绳索倒吊于城门之上,一手执谏章,一手仗剑,口称如谏不从,自割断其绳索,撞死于此地。刘璋教取所执谏章观之。其略曰:‘益州从事臣王累,泣血恳告:窃闻良药苦口利于病,忠言逆耳利于行。昔楚怀王不听屈原之言,会盟于武关,为秦所困。今主公轻离大郡,欲迎刘备于涪城,恐有去路而无回路矣。倘能斩张松于市,绝刘备之约,则蜀中老幼幸甚,主公之基业亦幸甚!’刘璋观毕,大怒曰:‘吾与仁人相会,如亲芝兰,汝何数侮于吾耶!’王累大叫一声,自割断其索,撞死于地,后人有诗叹曰:“倒挂城门捧谏章,拚将一死报刘璋。黄权折齿终降备,矢节何如王累刚!”这就是真正的儒家,宁愿自杀成仁,也不愿伤及皇帝一根毫毛。①

儒家是世俗社会最合理的学说,君主制是世俗社会最合理的制度,但是再合理的制度也抑制不了人性的贪婪堕落,既然君临天下手握生杀大权的皇帝,是如此的威风凛凛、不可一世,自然是每一个人的终极梦想,于是兄弟阋墙、骨肉相残的宫廷内斗也就是常事了。

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秦朝时,秦始皇死后,胡亥与赵高假传圣旨赐死太子扶苏和大将军蒙恬,夺皇位成功,是为秦二世。唐朝时,秦王李世民发动玄武门之变,杀死自己的兄长太子李建成,夺得皇位继承权,是为唐太宗。唐太宗之子唐高宗的皇后武则天,在高宗死后连续废掉自己的两个儿子(中宗和睿宗),自己登上了皇位,国号大周,定都洛阳,成为中国历史上第一个女皇帝。在武则天被逼退位之后,中宗李显复位,恢复了唐朝的政权,但中宗的皇后韦氏和女儿安乐公主有意效仿武则天当女皇,于是谋杀了中宗,并欲加害相王李旦。李旦的儿子,当时是临淄王的李隆基在姑母太平公主的协助下发动政变,诛杀韦皇后、安乐公主及武氏残余势力,拥立李旦(睿宗)复位。后来睿宗妹太平公主与李隆基发生权力之争,李隆基也发动了一次玄武门之变,太平公主败,后睿宗让位于太子李隆基,李隆基即唐玄宗,又称唐明皇。五代十国时的后周,赵匡胤发动陈桥兵变,黄袍加身,夺取后周政权,建立北宋,是为宋太祖,但是后来赵匡胤自己却给后人留下“烛影斧声”的传说,离奇死亡,其弟赵光义继承了北宋的皇位,是为宋太宗。明朝时,明太祖朱元璋死,皇长孙朱允炆即位,燕王朱棣以“靖国难,清君侧”的名义发动了靖难之役,杀死自己的侄子明辉宗朱允炆夺得皇位,是为明成祖。不只是内部争夺王权,外部的武将也同样在垂涎王位,只要一有机会就引兵入京争夺王位,如东汉末年的董卓进京、唐玄宗时的安史之乱、唐末年的藩镇之乱,包括赵匡胤的陈桥兵变实际上也是武将谋反。中国历史上这样的事例太多了,由于不是本书的主题这里就不多说了,可以说中国的历史就是一部争夺皇帝宝座的历史,无论是宫廷内还是宫廷外。②

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儒家学说最主要的问题还不是无法抑制的帝位之争,而是官僚机构的无止境膨胀,也就是官僚机构成员的无限增长,这同样是由于人性的贪婪堕落引起的。金观涛先生在《封建社会的超稳定结构》中,对于这一现象的解释是上梁不正下梁歪,由于皇帝的昏庸无能导致机构的腐化,于是无组织力量不可逆性成长,终于导致无可挽回的结局。这一点上我不认同金观涛先生的看法,我一再强调,儒家学说是最好的世俗学说,最符合人伦常理,最符合人性,但是我也一直在论证,人性贪婪堕落、好逸恶劳,最符合人性,最符合人伦常理,最好的世俗学说,并不一定是最好、最合理的学说。儒家这种金字塔形的等级制本身就是,迎合人类追求人上人的虚荣,鼓励人性的贪婪堕落,鼓励不劳而获,以利益、名誉为诱饵,囊尽天下精英为皇帝服务。虽然与儒家将皇帝披上一层冠冕堂皇的面纱一样,称他们的等级制可以做到德配其位,是王道之治,是最好的制度,但是一来,‘德’并没有一个明确的标准,二来,在人性贪婪堕落之下,又怎么可能自觉地德配其位呢?中国历史上位居高位者多为谄媚小人,阿谀奉承之徒也就不奇怪了。而且这种不道德的本质必然带来恶性循环,金字塔形的官僚机构每一级都比下一级有着更大的利益名誉,更多的不劳而获,每一级都可以决定下一级的利益名誉甚至生死,所谓官大一级压死人,每提升一级都可以带来利益名誉上的巨大提升,这就鼓励人们不择手段占居高位,无论是正当的还是不正当的,合法还是不合法的,正所谓,“吃得苦中苦,方为人上人”,“天下熙熙,皆为利来;天下攘攘,皆为利往”。即使是官僚机构中最下级的九品芝麻官、小吏等与底层的老百姓相比也可以不干活领薪资,至少满足了人们好逸恶劳,不劳而获的最低要求。

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既然官僚机构这样迎合人性的贪婪堕落,人类的人上人虚荣,有这么多的既得利益、名誉,人们就纷纷挤入争名逐利,不劳而获,领取空饷这种极其败坏的行为也可以成为正常现象。于是官僚机构的人员越来越多,官僚机构也越来越膨胀,只得不断地加重税收来维持,可为了征税又不得不再次扩大官僚机构,这样恶性循环的结果使经济终于无法承受而崩溃。每个王朝的末期官僚阶层的剥削都是极其残忍的,因为他们也没有办法,这么多官僚机构的人员嗷嗷待哺,丰年尚可度日,可一遇灾年则大量家庭破产,无数的底层百姓流离失所,沦为难民四处流浪,最终爆发改朝换代的农民起义,于是又一个轮回开始了,这就是中国社会王朝更迭的周期率。官僚机构的无止境膨胀是儒家学说的致命缺点,也是贪婪堕落、好逸恶劳的人性的必然结果,在儒家学说范围内根本就无解。要防止官僚机构膨胀只能是小政府,大社会,政府尽可能地放开权力,让更多的财富、资源留给社会去竞争而不是由政府垄断。政府等官僚机构不得不采用金字塔型的等级制,因为这种制度虽然鼓励人与人的不平等,代表了人性的恶,但是也有它的优点,就是权力集中,组织严密,效率高,执行力强等,特别是政府的行政分支,若不采用这种结构,各方拖沓推诿根本就无法施政。不过这种金字塔形等级制的弱点,即使在美国也表现得很显眼,公务员们自成一体、利益互保、官官相护。只是虽然政府等官僚机构不得不采用这种制度,但是如果政府的权力越小,那么它造成危害不就越小吗?当今的美国社会就是以这种思路处理的,只有这样才能够扬长避短地发挥它的作用。下面是金观涛先生的《封建社会的超稳定结构》一书中,有关官僚机构膨胀的数据,令人触目心惊,官僚机构的膨胀确实是儒家社会,王权专制社会的癌症,无药可治。

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“对于官僚机构历代官僚数量虽有不同,但有一个趋势是显而易见的,任何王朝末期官僚的数量都比王朝初期的大得了数倍至十数倍。例如公元627年,精明的唐太宗省并官职,偌大一个大唐帝国的京都一一百余万人口的长安,只留用了六百四十三至七百三十名京官,外官数量也相应较少,三十年后,高宗显庆年间,内外官员膨胀到一万三千四百六十五名。到元和年间(806—820)年文武官吏及诸色胥吏已达三十六万八千六百六十八人。如以当时全国纳税户一百四十四万计算,平均每七户就要供奉两个官员。宋朝官员膨胀情况更为惊人,从仁宗皇祐到哲宗元祐四十年间,就外官而论,节度使由三人增加到九人,两使留后由一人增到八人,观察使由一人增至十五人,防御使由四人增至四十二人。其他几类官吏人数从景德到元祐八十余年间平均增加了六倍。明初洪武时,文武官员为二万四千佘名,一百年后宪宗时膨胀为八万余名。机构的膨胀也很快,以蓟镇为例,原为一个机构,到神宗时,把边分为镇,一镇又分为三路,各路均设机构,这样,机构为原来的十二倍,官员为原额的三十倍。

宦官系统也是处于不断膨胀之中。洪武初年官尚不满百人,明中叶已达一万余人。明亡国时,仅宫内阉人就有七万,加上全国各地的共有十万。阉宦自成系统,有十二监、四司、八局,共二十的衙门。为宦官机构服务的爪牙更是多如牛毛,世宗时,第一次就裁革锦衣卫的三万余人,第二次又裁去十四万八千人。

在官僚机构中,吏员(办事人员)一般说来大约为国家官员的十余倍。东汉时按官制定额,内外文武官员为七千五百六十七人,而吏有十四万五千四百一十九人。史约为官的十九倍。唐代官吏总数为二十六万八千六百六十八人时,其中官员为一万七千六百八十六名,吏也为官的二十倍左右。如果王朝初期官员人数在一至三万左右③,到末期膨胀数倍达五至十万左右,那么吏员也就相应膨胀为百余万人了,这确实是十分惊人的。”③

王朝更迭的规律不是本书的主题了,论述这些主要是论证我下面章节将一直提到的,儒家学说的等级制、君主制是与世俗生活经验相符的,是最符合人性的,最符合人伦常理的,最合理的世俗学说,而自由、平等是反世俗生活的,反人性的,反人伦常理的,自由、平等来自于信仰,只有依托信仰才能存在。

注:

①引用自《三国演义》第六十回 人民文学出版社,罗贯中著

②引用自网络

③引用自《封建社会的超稳定结构》法律出版社出版,金观涛著 61页-65页

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Why  the big government of the Democratic Party  is asking for the moon ?

Many scholars have pointed out that in China’s autocratic monarchy society, the bureaucratic class has a counter effect on the emperors, and they checked and balanced the emperors. This check and balance actually exist, but its effect is very limited. The Confucian bureaucratic class often advised the emperor to act according to the Confucian standard of the benevolent king, but if the emperor did not listen to this advice, the bureaucratic class had no way. Because the real Confucianists never dare to offend the emperor’s authority, let alone strike a rebellion. They knew that the world would be in chaos without the emperor, so what they could do when the emperor didn’t listen to advice was to end his own life, die a hero’s death and complete their mission.

In “Romance of Three Kingdoms”, when Liu Bei entered Sichuan, Liu Zhang adopted Zhang Song’s suggestion and wanted to accept Liu Bei, so, “the next day, Liu Zhang mounted his horse to ride out to Elm Tree Bridge. Then a messenger reported to him: “Wang Lei has suspended himself, head downwards, at the city gate. He holds a written remonstrance in one hand and in the other a knife. And he says that if you heed him not, he will cut the rope and die at your feet.”

Liu Zhang went to the gate, took the writing, and read:

“Good medicine is bitter in the mouth but good for the disease; faithful words offend the ear but are good for the conduct. Of old King Huai of Chu listened not to Qu Yuan, but attended the meeting at Wu Pass and was captured by the state of Qin. Sir, you are thoughtlessly leaving your place to go to welcome Liu Bei, but I fear there is a way out and none in. Could you but behead Zhang Song in the marketplace and have nothing to do with this league with Liu Bei? It would be for the happiness of old and young and assure the safety of yourself.”

Anger rose in Liu Zhang’s breast as he read.

“Why do you insult me when I go to meet a kind man I feel as if I were about to enjoy the delight of seeing brother?”

At this time, Wang Lei gave a great cry, severed the rope, and fell to the ground battered and dead.”This is the real Confucianism. He would rather kill himself than hurt the emperor.①

Confucianism is the most reasonable theory of the secular society, and the monarchy is the most reasonable system of the secular society, but any reasonable system can not restrain the greed and degeneration of human nature. Since the emperor who reigns in the world and holds the power of life and death is so majestic and imperious, it is naturally everyone’s ultimate dream, so it is common for brothers and sisters to fight at each other’s throats, dog-eat-dog in court.

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In the Qin Dynasty, after the death of the first emperor of Qin, Hu Hai and Zhao Gao artificially issued a decree to give death to Prince Fusu and general Meng Tian. Hu Hai seized the throne as the second emperor of Qin. In the Tang Dynasty, Li Shimin, king of Qin, the son of Emperor Taizong of the Tang Dynasty, launched a coup in Xuanwu Gate, killed his brother Prince Li Jiancheng and won the right to inherit the throne of the Tang Dynasty. Wu Zetian, and queen of Emperor Gaozong of the Tang Dynasty, successively dethrone her two sons (Zhongzong and Ruizong) after the death of Emperor Gaozong. She ascended the throne, named the Great Zhou Dynasty, made Luoyang the capital, and became empress, the first female emperor in Chinese history. After Wu Zetian was forced to abdicate, Zhongzong Li Xian restored and re-established the political power of the Tang Dynasty. However, Zhongzong’s Queen Wei and daughter Princess Anle intended to emulate Wu Zetian as Empress, so they murdered Zhongzong and wanted to harm Vassal King, Li Dan. Li Longji, the son of Li Dan, who was the Vassal King of Linzi, launched a coup with the assistance of her aunt Princess Taiping, killed queen Wei, Princess Anle, and the remnants of WuZetian, supported Li Dan (Ruizong) to restore. Later, the younger sister of Ruizong, Princess Taiping, had a power struggle with Li Longji. Li Longji also staged ed a coup at Xuanwu Gate. After the defeat of Princess Taiping, Ruizong gave way to Crown Prince Li Longji. Li Longji was Tang Xuanzong, also known as Tang Ming Huang. In the Later Zhou Dynasty of the Five Dynasties and Ten Kingdoms period, Zhao Kuangyin launched the Chen Qiao mutiny, clocked yellow robes, seized the power of the Later Zhou Dynasty, and established the Northern Song Dynasty as the emperor Taizu of the Song Dynasty. However, later, Zhao Kuangyin himself left behind a legend of “candle shadow and axe sound” to future generations and died strangely. His younger brother Zhao Guangyi inherited the throne of the Northern Song Dynasty and was Emperor Taizong of the Song Dynasty. In the Ming Dynasty, Zhu Yuanzhang, the emperor’s first ancestor, died, and Zhu Yunwen, the eldest grandson of the emperor, ascended the throne. Zhu Di, the king Yan, initiated the battle called Jingnan in the name of “save the country, clean the villain around the emperor of the Ming Dynasty”, killed his nephew Zhu Yunwen, the Ming Huizong, and won the throne as the emperor Chengzu of the Ming Dynasty. Not only the internal struggle for the throne but also the external generals coveted the throne. As long as they had the opportunity, they led troops to the capital to compete for the throne, such as Dong Zhuo’s entry to Beijing in the late Eastern Han Dynasty, the “anShi” rebellion, the rebellion of vassal towns in the late Tang Dynasty, including Zhao Kuangyin’s Chenqiao mutiny, which was actually a rebellion by generals. There are too many such cases in Chinese history. Since it is beyond the subject of this book, I will not narrate much here. It can be said that Chinese history is a history of competing for the emperor’s throne, both inside and outside the court.②

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The main problem of Confucianism is not the unstoppable struggle for the throne but the endless expansion of the bureaucracy, that is, the unlimited growth of the members of the bureaucracy. It is also caused by the greed and degeneration of human nature. In “the super stable structure of china feudal society”, Mr. Jin Guantao explained this phenomenon as fish begins to stink at the head. Due to the emperor’s stupidity and incompetence, the bureaucracy was rotten. The unorganized forces grew irreversibly and finally led to an irreparable outcome. On this point, I disagree with Mr. Jin Guantao. I have repeatedly stressed that Confucianism is the best secular theory, most in line with the common sense of human relations and human nature. However, I have been demonstrating that human nature is greedy and degenerate, likes leisure, and hates work, so the best secular theory, which is in line with human nature and the common sense of human relations, is not necessarily the best and most reasonable theory.

The pyramid-like hierarchy of Confucianism itself caters to humans’ pursuit of human vanity, encourages the greed and degeneration of human nature, and emboldens people to achieve without effort and gain without pain. It uses interests and reputation as bait and encapsulates all the elites in the world to serve the emperor. Although Confucianism puts the emperor on a high-sounding veil, saying that their hierarchy can match his position with morality, which and the rule of kings are the best system. But first, there is no clear standard for ‘morality’. Second, how can he consciously match his position with morality under the greed and corruption of human nature? It is not surprising that most of the high-ranking people in Chinese history are flattering villains.Moreover, this immoral essence will inevitably lead to a vicious circle. Each level of the pyramid-like bureaucracy has greater interests and reputation than the low level and more gains without pain. Each level can determine the interests, reputation, and even life and death of the low level. It is the so-called Official’s rank superior to crush the inferior. Each step of upgrading can bring great interest and reputation; this encourages people to compete for high rank by any means, whether legitimate or illegitimate, just or unjust. It is the so-called no, “no risk no gain,” “fortune favors the daring,” and “the world is prosperous, all for interests; the world is bustling, all for benefits. “Even the ninth rank trivial officials and petty officials at the lowest level in the bureaucracy can get paid without work compared with the people at the bottom. It at least meets the minimum requirements of humans, whose nature is like leisure, hates work, and gains without work.

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Since the bureaucracy caters to the greed and degeneration of human nature, human vanity, and have so many vested interests and reputations. People would crowd in fighting for fame and profit, gain without work, and the extremely corrupt act of freeloading can also become a normal phenomenon. As a result, the bureaucracy has more and more members, and the bureaucracy has become more and more swollen. It must be maintained by increasing taxes, and the bureaucracy must also expand to levy more taxes. As a result of this vicious circle, the economy finally collapses because it can’t bear it. At the end of each dynasty, the exploitation of the bureaucratic class was extremely cruel because they had no choice. So many bureaucratic personnel were crying for food. Society could only survive in a good year. Still, in a disaster year, a large number of families went bankrupt, countless bottom people were displaced, dislodged, without a roof, on the streets, became homeless, refugees wandered around, and finally broke out the peasant uprising of dynasty change. Hence, another cycle began; this is the “Periodic Law” of the Rise and Fall of Dynasties in Chinese society. The endless expansion of bureaucracy is the fatal flaw of Confucianism and the inevitable result of greedy and degenerate human nature, which has no solution within the scope of Confucianism. There is only one way to prevent the expansion of bureaucracy, small government and big society. The government should diminish power as much as possible, leaving more wealth and resources to the society for competition rather than a monopoly by the government. However, The government and other bureaucrats have to adopt a pyramid-like hierarchical system. Although this system encourages inequality between people and represents the evil of human nature, it also has its advantages, such as centralized power, tight organization, high efficiency, and strong execution. Especially the administrative branches of the government, if you don’t adopt this structure, all parties will procrastinate and prevaricate, and it will be impossible to govern. However, the flaws of this pyramid-like hierarchy are very conspicuous even in the United States. Civil servants are self-contained, protect each other’s interests and shield each other. Although the government and other bureaucrats have to adopt this system, the smaller the power of the government, the less harm it will cause? Today’s American society is managed in this way. Only in this way can we develop the strengths of a “pyramid-like hierarchy,” avoid its weaknesses, and plays a role. The following is the data about the expansion of bureaucracy in Mr. Jin Guantao’s book “super stable structure of feudal society,” which is shocking. The expansion of bureaucracy is indeed the cancer of Confucian and autocratic societies, and there is no cure.

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“Although the number of bureaucrats in the past dynasties is different, there is an obvious trend. At the end of any dynasty, the number of bureaucrats is several times, even several ten times larger than at the beginning of the dynasty. For example, in the 627 ad, the shrewd Taizong of the Tang Dynasty merged the Official position. Chang’an, the capital, the largest city of the Tang Empire, with a population of more than 1.1 million, only retained 643 to 730 officials, and the number of foreign officials was correspondingly small. Thirty years later, during the reign of Emperor Gaozong Xianqing, the number of officials expanded to 13465. By the years of Yuanhe (806-820), the number of civil and military officials and various petty officials had reached 36868. Based on the calculation of the country’s 1.44 million taxpayers at that time,  every seven households had to undertake two officials on average. The expansion of officials in the Dynasty Song was even more alarming. In the 40 years from ren zong,huang you to zhe zong , Yuan you, as for foreign officials concerned. The number of Military governors increased from three to nine, two stayed envoys, from one to eight, surveillance envoys, from one to 15, and defense envoys from four to 42. The number of other officials increased by an average of six times in more than 80 years from Jingde to Yuan you. During Hongwu Period in the early Ming Dynasty, there were 24000 civil and military officials, and more than 80000 in the Xianzong period a hundred years later. The expansion of institutions is also very fast. Take Ji Town as an example; It was initially an institution. When in Shenzong, the border was divided into towns, and one town was divided into three roads. Institutions were set up on each road. In this way, the institutions are 12 times the original amount, and the officials are 30 times the original amount.

The eunuch system was also expanding. There were less than 100 eunuch officials in the early years of Hongwu in the Ming Dynasty, but more than 10000 in the middle of it. When the Ming Dynasty was subjugated, there were 70000 eunuchs in the palace alone, plus 100000 in all parts of the country. Eunuchs had their own system. There are twelve prisons, four departments, and eight bureaus, a total of twenty Yamen. Minions serving eunuch organizations were as many as the hairs on an ox. When Shizong was in power, he cut more than 30000 royal eunuch guards for the first time and 148000 for the second time.

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In the bureaucracy, minor officials were generally more than ten times that state officials. According to the official quota, there were 7567 civil and military officials in the Eastern Han Dynasty, while there were 145419 minor officials. Minor officials were 19 times more than officials. In the Tang Dynasty, the total number of officials was 268 668, of which only 17 686 were officials, and the number of minor officials was about 20 times that of officials. If the number of officials at the beginning of the dynasty was about 10000 to 30000, and at the end of the dynasty, it expanded several times to about 50000 to 100000, then the number of minor officials would expand to more than one million, which is really amazing. “③

The law of dynasty change is not the theme of this book. These discussions mainly demonstrate that the hierarchy and monarchy of Confucianism are consistent with the experience of secular life, the most consistent with human nature, the most common sense of human relations, and the most reasonable secular theory. While freedom and equality are anti-secular life, anti-human nature, and anti-common sense of human relations, freedom and equality come from faith. They can exist only by relying on faith.

①Luo Guanzhong the 60th chapter of “the romance of the Three Kingdoms”, people’s Literature Publishing House

② Reference from network

③Jin Guantao “China’s super stable structure of feudal society”, Law Press, p 61-6

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